Consumers Union, Stop Hospital Infections Campaign
§  2819. Hospital acquired infection reporting. 1. For the purposes of
  this section, "hospital acquired infection" shall mean any localized  or
  systemic patient condition that:
    (a)  resulted  from  the presence of an infectious agent or agents, or
  its toxin  or  toxins  as  determined  by  clinical  examination  or  by
  laboratory testing; and
    (b) was not found to be present or incubating at the time of admission
  unless  the  infection  was  related to a previous admission to the same
  setting.
    2. (a) Each general hospital  shall  maintain  a  program  capable  of
  identifying and tracking hospital acquired infections for the purpose of
  public reporting under this section and quality improvement.
    (b)  Such  programs  shall have the capacity to identify the following
  elements: the specific infectious agents or  toxins  and  site  of  each
  infection; the clinical department or unit within the facility where the
  patient  first  became  infected;  and  the  patient's diagnoses and any
  relevant specific surgical, medical or  diagnostic  procedure  performed
  during the current admission.
    (c)  The department shall establish guidelines, definitions, criteria,
  standards and coding for hospital identification, tracking and reporting
  of hospital acquired infections  which  shall  be  consistent  with  the
  recommendations of recognized centers of expertise in the identification
  and  prevention  of  hospital  acquired  infections  including,  but not
  limited to the National Health Care Safety Network of  the  Centers  for
  Disease  Control  and  Prevention or its successor. The department shall
  solicit and consider public comment prior to such establishment.
    (d) Hospitals shall be  initially  required  to  identify,  track  and
  report hospital acquired infections that occur in critical care units to
  include  surgical  wound infections and central line related bloodstream
  infections.
    (e) Subsequent to the initial requirements identified in paragraph (d)
  of this subdivision the department may, from time to time,  require  the
  tracking  and  reporting  of other types of hospital acquired infections
  (for  example,  ventilator  -  associated  pneumonias)  that  occur   in
  hospitals  in consultation with technical advisors who are regionally or
  nationally-recognized experts  in  the  prevention,  identification  and
  control  of  hospital  acquired  infection  and  the public reporting of
  performance data.
    3. Each hospital shall regularly report to the department the hospital
  infection data it has collected. The  department  shall  establish  data
  collection and analytical methodologies that meet accepted standards for
  validity and reliability. In no case shall the frequency of reporting be
  required  to  be more frequently than once every six months, and reports
  shall be submitted not more than sixty  days  after  the  close  of  the
  reporting period.
    4.  The  commissioner  shall  establish  a  state-wide database of all
  reported hospital acquired infection  information  for  the  purpose  of
  supporting  quality  improvement  and  infection  control  activities in
  hospitals. The database shall be organized so that consumers, hospitals,
  healthcare professionals, purchasers and payers may  compare  individual
  hospital  experience  with that of other individual hospitals as well as
  regional and state-wide averages and, where available, national data.
    5. (a) Subject to paragraph (c) of this subdivision, on or before  May
  first  of  each  year  the  commissioner  shall  submit  a report to the
  governor and the legislature, which shall simultaneously be published in
  its entirety on the department's web site, that  includes,  but  is  not
  limited to, hospital acquired infection rates adjusted for the potential
  differences  in risk factors for each reporting hospital, an analysis of


  trends in the prevention and  control  of  hospital  acquired  infection
  rates  in  hospitals  across  the  state,  regional  and,  if available,
  national comparisons for the purpose of  comparing  individual  hospital
  performance,  and  a narrative describing lessons for safety and quality
  improvement that can be learned from leadership hospitals and programs.
    (b) The commissioner shall consult with technical  advisors  who  have
  regionally  or  nationally  acknowledged expertise in the prevention and
  control of hospital acquired infection and infectious disease  in  order
  to  develop  the adjustment for potential differences in risk factors to
  be used for public reporting.
    (c)(i) No later than July first,  two  thousand  six,  the  department
  shall  establish  a hospital acquired infection reporting system capable
  of  receiving  electronically  transmitted   reports   from   hospitals.
  Hospitals  shall  begin  to  submit  such  reports  as  directed  by the
  commissioner but in no case  later  than  January  first,  two  thousand
  seven.
    (ii)  The  first  year  of data submission under this section shall be
  considered  the  "pilot  phase"  of  the  statewide  hospital   acquired
  infection reporting system. The purpose of the pilot phase is to ensure,
  by various means, including any audit process referred to in subdivision
  seven  of  this  section,  the  completeness  and  accuracy  of hospital
  acquired infection reporting by hospitals. For data reported during  the
  pilot  phase,  hospital identifiers shall be encrypted by the department
  in any and all  public  databases  and  reports.  The  department  shall
  provide  each  hospital with an encryption key for that hospital only to
  permit  access  to  its  own  performance  data  for  internal   quality
  improvement purposes.
    (iii)  No  later  than one hundred eighty days after the conclusion of
  the pilot phase, the  department  shall  issue  a  report  to  hospitals
  assessing  the overall accuracy of the data submitted in the pilot phase
  and provide guidance for improving the  accuracy  of  hospital  acquired
  infection reporting. The department shall issue a report to the governor
  and  the  legislature assessing the overall completeness and accuracy of
  the data  submitted  by  hospitals  during  the  pilot  phase  and  make
  recommendations for the improvement or modification of hospital acquired
  infection  data  reporting  based  on  the  pilot phase as well as share
  lessons learned  in  prevention  of  hospital  acquired  infections.  No
  hospital  identifiable data shall be included in the pilot phase report,
  but aggregate or otherwise de-identified data may be included.
    (iv) After the pilot phase is completed, all data submitted under this
  section and  compiled  in  the  statewide  hospital  acquired  infection
  database  established  herein  and  all public reports derived therefrom
  shall include hospital identifiers.
    6. Subject to subdivision five of this section, a summary table, in  a
  format  designed to be easily understood by lay consumers, that includes
  individual facility  hospital  acquired  infection  rates  adjusted  for
  potential  differences  in  risk  factors  and comparisons with regional
  and/or state averages shall be developed and posted on the  department's
  web  site.  The  commissioner  shall  consult  with consumer and patient
  advocates and representatives of reporting facilities for the purpose of
  ensuring that such summary table report format is easily  understandable
  by  the public, and clearly and accurately portrays comparative hospital
  performance  in  the  prevention  and  control  of   hospital   acquired
  infections.
    7.  To  assure  the  accuracy  of  the self-reported hospital acquired
  infection data and to assure that public reporting fairly reflects  what
  actually is occurring in each hospital, the department shall develop and
  implement an audit process.


    8.  For  the  purpose  of  ensuring  that hospitals have the resources
  needed for ongoing staff education and  training  in  hospital  acquired
  infection prevention and control, the department may make such grants to
  hospitals within amounts appropriated therefor.
    9.   Individual   patient  identifying  information  reported  to  the
  department under this section shall  be  subject  to  paragraph  (j)  of
  subdivision  one of section two hundred six of this chapter. Regulations
  under this section shall include standards to assure the  protection  of
  patient  privacy  in  data collected and released under this section and
  standards for the publication and release of data  reported  under  this
  section.